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June 27, 2024 | Tom Ballard

Smartria announces partnership with Gainesville, FL-based TradePMR

The two companies will integrate their platforms and deliver TradePMR's custodial data into Smartria's compliance software. 

Two companies – one based in Knoxville and the other in Gainesville, FL – have announced a collaboration focused on Registered Investment Advisors (RIAs).

As outlined in this news release, Smartria and TradePMR have partnered to integrate their platforms and deliver TradePMR’s custodial data into Smartria’s compliance software. The partnership allows customers of both Sproviders to connect their accounts on each platform so that employee, client, and account custody data appears in Smartria. Compliance teams can then use TradePMR data for employee trade monitoring as well as client account holdings for annual reviews, quarterly transaction reports, and other key compliance activities.

“Our focus is on enabling our advisors to spend their time on relationships and growth,” said Scott Victoria, TradePMR’s Chief Operations Officer. “The goal (is) to make it easier for advisors to both custody their clients’ data but also stay in compliance with rules and regulations.”

Patrick Hunt, the newly named Smartria Chief Executive Officer, offered similar comments.

“Like TradePMR, Smartria was purpose-built to meet the specific requirements of registered investment advisors. There’s a ton of overlap in the customers we serve, so it just makes sense that we would integrate our platforms to benefit RIAs. We’re excited about joining forces with TradePMR to further enhance our mutual customers’ digital experience.”

Smartria, founded by Roger Kiger in 2014, is a leading compliance software platform for RIAs, hybrid RIAs, RIA networks, and RIA compliance consultants. The firm’s software is designed to make the complex and often frustrating world of regulatory compliance simple to manage and easy to understand. Smartria’s unique roles for compliance consultants and distributed management of large corporations make its solution able to handle just about any compliance problem for any sized company.


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